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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-21
NJ RA APPROVED 2015-09-09
  • NY RA
    APPROVED
    Since 2021-04-21
  • NJ RA
    APPROVED
    Since 2015-09-09

Branch Locations

60 Railroad Place Suite 405, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Saratoga Springs NY 09/2015 Present
Previous Registrations
Other Businesses

1) The Saratoga Institute; not investment related; 110 Spring Street, Saratoga Springs, NY 12866; Board Member; start date: 07/16/2021; Non-profit in Saratoga Springs NY that helps to assist organizations in the initial stages of becoming a not for profit. I will help choose and review projects under the umbrella of the institute. 2) Wellspring, Malta, NY. Wellspring's mission is to support survivors and engage our community to end relationship and sexual abuse. Board Member: responsible for oversight and governance of the organization. Nonprofit organization, not compensated, 3 hrs./month, not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-23
  • S66 Uniform Combined State Law Examination
    2014-01-23
Other Names
  • Jessica Suzanne Niles
  • Jessica Suzanne Niles

View on SEC IAPD

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