Paul Michael Kowalski

Current Employers

Employment History

• 06/2013 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 01/2019
  Cetera Advisors Llc
  Denver, CO
• 03/2017 → 01/2019
  Windrose / Esg Advisors
  Bothell, WA
• 01/2019 → 03/2020
  Ameriprise Financial Services, Inc
  Oakbrook Terrace, IL
• 03/2020 → 10/2025
  Ameriprise Financial Services, Llc
  Chicago, IL
• 10/2025 → Present
  Novus Wealth Strategies
  Saratoga Springs, NY
• 10/2025 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2019-01-30 → 2025-10-15
  Ameriprise Financial Services, Llc
  Chicago, IL
  Oakbrook Terrace, IL
  Chicago, IL
  Evanston, IL
  Evanston, IL
  Chicago, IL
• 2016-10-03 → 2019-01-30
  Cetera Advisors Llc
  Bothell, WA
  Bothell, WA
  Chicago, IL
• 2013-06-21 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Bothell, WA
  Lynnfield, MA
  Everett, WA
• 2005-08-08 → 2013-06-21
  Lpl Financial Llc
  Kirkland, WA
  Kirkland, WA
  Mukilteo, WA
  Kirkland, WA
  Kirkland, WA
• 2003-03-28 → 2005-06-16
  Ubs Financial Services Inc.
  Bellevue, WA

Other Businesses

1. Owner, Trident Wealth Management Group; a private entity established to facilitate securities, advisory, and insurance business; Located in NY 12866; as of 06/01/2018; 100% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; Located at 628 Maple Ave, Suite 101, Saratoga Springs, NY 12866, as of 10/21/2025; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-26

Designations

Other Names

• Paul Kowalski
• Paul Michael Kowalski
• Paul Michael Kowalski
• Paul Kowalski