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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MN | RA | APPROVED | 2014-01-31 |
Branch Locations
400 1St St S Ste 300, St Cloud, MN 56301 • United States
Park Rapids, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 09/2003 | Present |
| Cetera Investment Advisers Llc | St Cloud | MN | 01/2014 | Present |
| Cetera Advisors Llc | Denver | CO | 04/2017 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2018 | Present |
| Cetera Advisors Networks Llc | El Segundo | CA | 05/2018 | Present |
Assistant at the Barking Birch; Dog daycare, 3 weekends a year. $100 a day.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-03-23 |
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