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Kristen Maren Daniels

Cetera Investment Advisers LLC

St Cloud, MN

Park Rapids, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
MN RA APPROVED 2014-01-31
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Park Rapids, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 09/2003 Present
Cetera Investment Advisers Llc St Cloud MN 01/2014 Present
Cetera Advisors Llc Denver CO 04/2017 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2018 Present
Cetera Advisors Networks Llc El Segundo CA 05/2018 Present
  • 09/2003 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    St Cloud, MN
  • 04/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 05/2018 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2018 → Present
    Cetera Advisors Networks Llc
    El Segundo, CA
Previous Registrations
  • 2017-04-28 → 2020-12-09
    Cetera Advisors Llc
    St Cloud, MN
Other Businesses

Assistant at the Barking Birch; Dog daycare, 3 weekends a year. $100 a day.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-23
  • S63 Uniform Securities Agent State Law Examination
    1987-03-23
Other Names
  • Kris Daniels
  • Kristen Maren Klick

View on SEC IAPD

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Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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