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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-27 |
| NY | RA | APPROVED | 2024-02-26 |
| TX | RA | APPROVED_RES | 2016-01-14 |
| NJ | RA | APPROVED | 2015-11-24 |
Branch Locations
1285 Ave Of The Americas 19Th Floor, New York, NY 10019 • United States
Amenia, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 11/2015 | Present |
YAYA Investment LLC / 324 east 51st st new york,NY 10022 / Company/ Financial (Consumer & Investment Services) / R/E investment / Other / co-own with wife / review investments / Start Date 12/31/07 / American Friends of TLV University / 39 Broadway | Suite 1510 | New York,,NY 10006 / Foundation/ Education / raising money / Member of Board of Directors / / Investment cttee / Start Date 07/03/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-27 |
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