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2905 Ring Road, Elizabethtown, KY 42701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bancorp Investments | Louisville | KY | 02/2016 | 11/2018 |
| Strategic Wealth Investment Group, Llc | Louisville | KY | 12/2018 | 09/2023 |
| Lord And Richards Wealth Management | Highlands Ranch | CO | 10/2023 | Present |
| Lfg Wealth Partners, Llc | Elizabethtown | KY | 12/2025 | Present |
1. LEGATO INSURANCE GROUP, INC. dba LEGATO FINANCIAL GROUP, INC.; INVESTMENT RELATED; 2935 DOLPHIN DR. STE. 101, ELIZABETHTOWN, KY 42701; INSURANCE SALES AND SERVICE; PRESIDENT; START DATE 12/1/2025; ALL WORK DONE DURING TRADING HOURS AS PART OF EMPLOYMENT WITH LFG WEALTH PARNTERS; SALES OF INSURANCE PRODUCTS. 2. President of Maurelli Consulting- an Amazon based eCommerce business-Maurelli Consulting; Owner/President; Not Investment Related; 6508 Turnbridge Place Prospect Kentucky 40059; Description: Rental property and Airbnb co-hosting business; Responsibilities: Rental property upkeep/maintenance ; Start date:10/2023 ; 0 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-23 |
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