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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2013-09-03 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
1310 Azalea Court Ste M, Myrtle Beach, SC 29577 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Brokerage, Inc. | Myrtle Beach | SC | 04/1997 | Present |
1. FORGASON & ASSOC, PRESIDENT. 1310 AZALEA CT, STE M, MYRTLE BEACH, SC 29577. NOT INVESTMENT RELATED. PROCESS REVENUE AND EXPENSES RELATED TO CAPITAL INVESTMENT COMPANIES' BUSINESS. 20 HRS/MONTH, 5 HRS DURING NORMAL TRADING HRS. 1/2016. 2. JEFF SWAIN MEMORIAL FUND. RESPONSIBLE PARTY AND FATHER OF DECEASED. 208 78TH AVE N., MYRTLE BEACH, SC. ROLE IS TO DISBURSE FUNDS FOR THE BENEFIT OF JEFF SWAIN'S WIFE AND CHILDREN. NOT INVESTMENT RELATED. STARTED OCTOBER 2019. 1 HR/MONTH, 0 HRS DURING NORMAL TRADING HOURS. 3. STATE OF SOUTH CAROLINA. LIEUTENANT COLONEL, 3RD BATTALLION COMMANDER, SOUTH CAROLINA STATE GUARD. 551 GRANBY LANE, COLUMBIA, SC 29201. STARTED 7/2023. DIRECT THE MANAGEMENT AND TRAINING FOR PERSONNEL IN THE 3RD COASTAL BATTALLION, TRAIN TO ASSIST LOCAL AUTHORITIES AND STATE AGENCIES IN TIMES OF NATURAL DISASTER OR OTHER EMERGENCIES. NOT INVESTMENT RELATED. 4 HRS/WK, 0 HRS DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-30 |
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