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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-12-09 |
| NY | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED | 2024-11-18 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New City | NY | 10/2012 | 11/2024 |
| Wells Fargo Clearing Services, Llc | New Yory | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-15 |
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