Abraheem Yameen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 11/2017
  National Planning Corporation
  Denver, CO
• 11/2015 → 02/2018
  Trilogy Capital, Inc.
  Denver, CO
• 11/2017 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2015-11-23 → 2018-02-20
  Trilogy Capital, Inc.
  Denver, CO
  Irvine, CA
• 2009-06-01 → 2017-11-29
  National Planning Corporation
  Denver, CO
  Arvada, CO

Other Businesses

1. 11/29/2017 - TRILOGY FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date 8/11/2006. 2. 5/3/2018 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Math Tutor - Started 04/18/2018 - 10 Hours Per Month/0 Hours During Securities Trading. 3. 04/11/2019 - Ignite Video Productions - Not investment related - At reported business location (s) - Outside/W-2 Employment - Start date: 04/01/2019 - 10 hrs/mo - 0 hrs during trading - I will be a Video Transcriber for Ignite Video Productions. 4. 10/22/2019 - Yameen Financial Services, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/18/2019 - 40 hrs/mo - 40 hrs during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-09-24
• S65 Uniform Investment Adviser Law Examination
  2008-07-23

Other Names

• Abraham Yameen