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Winthrop Colwell Cobb

Wells Fargo Clearing Services, LLC

Alexandria, VA

Alexandria, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-10-24
  • VA RA
    APPROVED
    Since 2008-10-24

Branch Locations

1900 Duke St Ste 100, Alexandria, VA 22314 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alexandria VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, SOMERVILLE, ME, 50% OWNERSHIP, START 7/1/2013, ZERO HOURS PER MONTH, ZERO DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-13
S63 Uniform Securities Agent State Law Examination 1984-03-30
  • S65 Uniform Investment Adviser Law Examination
    1996-02-13
  • S63 Uniform Securities Agent State Law Examination
    1984-03-30
Other Names
  • Winthrop Colwell Cobb
  • Winthrop Colewell Cobb

View on SEC IAPD

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INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
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EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
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