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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-28
IN RA APPROVED 2009-07-24
  • TX RA
    APPROVED_RES
    Since 2009-08-28
  • IN RA
    APPROVED
    Since 2009-07-24

Branch Locations

2625 Enterprise Drive, Anderson, IN 46013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Anderson IN 07/2009 Present
Previous Registrations
  • 2009-06-01 → 2009-08-14
    Indianapolis, IN
  • 2003-06-09 → 2009-06-01
    Indianapolis, IN
    Indianapolis, IN
  • 1998-12-10 → 2003-06-09
    Prudential Equity Group, Llc
    Indianapolis, IN
Other Businesses

(1)Name of Business: Singer Squared LLC Address: 6825 Bluffgrove Court, Indianapolis, IN, 46278, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/11/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC holding company for purpose of RJAS leasehold

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-02
S63 Uniform Securities Agent State Law Examination 1986-04-25
  • S65 Uniform Investment Adviser Law Examination
    1992-12-02
  • S63 Uniform Securities Agent State Law Examination
    1986-04-25
Other Names
  • Joel S. Singer

View on SEC IAPD

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