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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1654 Columbia Turnpike, Castleton, NY 12033 • United States
Nassau, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Castleton | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Castleton | NY | 03/2020 | Present |
Outside Employment; STJMD Enterprises Inc.; Manage practice advisory business; Manage advisory business; 1654 Columbia Turnpike, , Castleton, NY, 12033; Investment-Related; 01/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-05 |
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