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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1537 Columbia Turnpike, Castleton, NY 12033 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 01/2005 Present
Other Businesses

SELL HEALTH INSURANCE - FIXED INS. AND LTC. 20750 VENTURA BLVD., STE. 300 WOOD LAND HILLS, CA 91365. HARRY LININDOLL, III IRREVOCABLE LIVING TRUST POSITION: Trustee NATURE: Acting Trustee of the Trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/10/2020 ADDRESS: 1537 Columbia Tpke, Castleton NY 12033, United States DESCRIPTION: As a personal friend, the deceased requested I oversee and manage all assets in the trust set up by him for his family. PADDOCK FINANCIAL SOLUTIONS INVESSTMENT RELATED: Is Investment Related NATURE: DBA, Insurance Sales POSITION: Financial Representative START DATE: 2004-12-01 TRADING HOURS: 160 hours per month SECURITIES TRADING HOURS; 160 hours per month during trading hours, Commission Compensation DESCRIPTION: DBA, Insurance Sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-24
  • S63 Uniform Securities Agent State Law Examination
    1992-08-24

View on SEC IAPD

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