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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2018-05-21 |
Branch Locations
1654 Columbia Turnpike, Castleton, NY 12033 • United States
East Greenbush, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Castleton | NY | 08/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Castleton | NY | 03/2020 | Present |
Business Ownership; STJMD Enterprises, Inc.; Owner; Management company; 1654 Columbia Tpke, , Castleton, NY, 12033; Investment-Related; 01/01/2022; 10 to 19 hours per month; 0 during trading hours. Outside Employment; STJMD Enterprises, Inc.; Owner; practice support role, non-sales related; 1654 Columbia Turnpike, , Castleton, NY, 12033; Not Investment-Related; 01/01/2022; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-14 |
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