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William Herbert Phillips

Global Retirement Partners LLC

San Rafael, CA

Columbia, SC

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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-03-09
FL RA APPROVED 2024-11-25
GA RA APPROVED 2024-07-18
NC RA APPROVED 2024-07-17
SC RA APPROVED 2024-07-17
  • NH RA
    APPROVED
    Since 2025-03-09
  • FL RA
    APPROVED
    Since 2024-11-25
  • GA RA
    APPROVED
    Since 2024-07-18
  • NC RA
    APPROVED
    Since 2024-07-17
  • SC RA
    APPROVED
    Since 2024-07-17

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

1330 Lady Street, Suite 202, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Columbia SC 07/2008 07/2024
Lpl Financial Llc Columbia SC 07/2024 Present
Global Retirement Partners, Llc San Rafael CA 07/2024 Present
Hub International Investment Services Kansas City MO 02/2025 Present
  • 07/2008 → 07/2024
    Lincoln Financial Securities Corporation
    Columbia, SC
  • 07/2024 → Present
    Lpl Financial Llc
    Columbia, SC
  • 07/2024 → Present
    Global Retirement Partners, Llc
    San Rafael, CA
  • 02/2025 → Present
    Hub International Investment Services
    Kansas City, MO
Previous Registrations
  • 2003-07-28 → 2024-07-17
    Osaic Fs, Inc.
    Columbia, SC
    Columbia, SC
    Columbia, SC
    Columbia, SC
  • 2001-12-31 → 2003-07-03
    New England Securities
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1984-03-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1984-03-12
Designations
Other Names
  • Bill Phillips

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

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