Michael Allan Stern

Employer firm

Point Windward Advisors, Inc. CRD 110457

$359M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Market timing
401K

From the firm’s Form ADV. Read the guides:

Current Employers

Point Windward Advisors, Inc.

880 Third Ave 16Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-20
MA	RA	APPROVED	2014-04-18
CT	RA	APPROVED	2014-03-27
FL	RA	APPROVED	2014-03-12
NJ	RA	APPROVED	2014-03-05
CA	RA	APPROVED	2014-02-26

NY RA
APPROVED

Since 2026-02-20
MA RA
APPROVED

Since 2014-04-18
CT RA
APPROVED

Since 2014-03-27
FL RA
APPROVED

Since 2014-03-12
NJ RA
APPROVED

Since 2014-03-05
CA RA
APPROVED

Since 2014-02-26

Branch Locations

880 Third Ave 16Th Floor, New York, NY 10022 • United States

Pleasantville, NY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Beech Hill Advisors, Inc.	New York	NY	02/2010	Present

02/2010 → Present

Beech Hill Advisors, Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-29
S63	Uniform Securities Agent State Law Examination	1999-03-08

S65 Uniform Investment Adviser Law Examination

2014-01-29
S63 Uniform Securities Agent State Law Examination

1999-03-08

View on SEC IAPD

Employer firm

Current Employers

Point Windward Advisors, Inc.

Disclosures

Employment History

Exams

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Nearby Offices

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