Julie Babcock

Employer firm

Snowden Capital Advisors LLC CRD 157299

$8.87B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Snowden Account Services, Inc.
  New York, NY
• 11/2012 → Present
  Snowden Capital Advisors
  New York, NY

Previous Registrations

• 2012-11-28 → 2014-12-31
  Snowden Capital Advisors Llc
  Pasadena, CA
  New York, NY
• 2004-06-15 → 2012-11-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Pasadena, CA

Other Businesses

1)SNOWDEN CAPITAL ADVISORS;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK, NY 10022;INVESTMENT ADVISOR;REGISTERED CLIENT ASSOCIATE;11/26/2012;128 HRS/MONTH;112 HRS DURING TRADING;REGISTERED CLIENT ASSOCIATE 2)SNOWDEN ACCOUNT SERVICES,INC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR, NEW YORK,NY 10022;BROKER DEALER;REGISTERED CLIENT ASSOCIATE;11/26/2012;32 HRS/MONTH;28 HRS DURING TRADING;REGISTERED CLIENT ASSOCIATE

Exams

• S66 Uniform Combined State Law Examination
  2000-10-09

Other Names

• Julie Babcock
• Julie Shipman