John Robert Cloak

Current Employers

Cloak Advisors

2701 San Pedro Dr Ne Suite 16, Albuquerque, NM 87110 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-11
NM	RA	APPROVED	2022-06-30

TX RA
APPROVED_RES

Since 2026-06-11
NM RA
APPROVED

Since 2022-06-30

Branch Locations

2701 San Pedro Dr Ne Suite 16, Albuquerque, NM 87110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cloak & Company Investment Advisors, Llc	Albuquerque	NM	08/2005	Present
Mutual Securities Inc	Albuquerque	NM	03/2009	Present
Interactive Brokers Llc	Albuquerque	NM	01/2020	Present

08/2005 → Present

Cloak & Company Investment Advisors, Llc

Albuquerque, NM
03/2009 → Present

Mutual Securities Inc

Albuquerque, NM
01/2020 → Present

Interactive Brokers Llc

Albuquerque, NM

Previous Registrations

2009-02-13 → 2020-12-31

Cloak Advisors

Albuquerque, NM

Albuquerque, NM
2005-12-08 → 2008-12-31

Cloak Advisors

Albuquerque, NM
1991-11-08 → 2005-08-09

Morgan Stanley Dw Inc.

Albuquerque, NM

Other Businesses

SILENT PARTNER WITH THE FIRST STREET PROPERTIES, LLC. // CLOAK & CO. INVESTMENT ADVISORS LLC RIA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-04-06

S63 Uniform Securities Agent State Law Examination

1984-04-06

View on SEC IAPD

Current Employers

Cloak Advisors

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews