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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-16 |
Branch Locations
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Mahwah, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2010 | 05/2018 |
| Cantella & Co., Inc. | Boston | MA | 06/2018 | 10/2022 |
| Alden Investment Group | Wayne | PA | 10/2022 | 10/2025 |
| Kingswood Capital Partners | Mahwah | NJ | 10/2025 | Present |
| Kingswood Wealth Advisors | Mahwah | NJ | 10/2025 | Present |
Name OF OBD/DBA: Herbert Gareiss Jr Trust Address: 47 Tam O Shanter Dr. Mahwah, NJ 07430 Investment Related: No Nature of Business: Investment Management Position/Title: Financia Advisor Start Date: 5/10/2008 Hours dedicated per Month: 6 Description: Upon cousin's passing in May 2008, appointed as Trustee of testamentary trust, and administer the Herbert Gareiss trust according to its specific terms and provisions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-28 |
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