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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-16
  • NJ RA
    APPROVED
    Since 2025-10-16

Branch Locations

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Mahwah, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2010 05/2018
Cantella & Co., Inc. Boston MA 06/2018 10/2022
Alden Investment Group Wayne PA 10/2022 10/2025
Kingswood Capital Partners Mahwah NJ 10/2025 Present
Kingswood Wealth Advisors Mahwah NJ 10/2025 Present
  • 04/2010 → 05/2018
    St Louis, MO
  • 06/2018 → 10/2022
    Cantella & Co., Inc.
    Boston, MA
  • 10/2022 → 10/2025
    Wayne, PA
  • 10/2025 → Present
    Kingswood Capital Partners
    Mahwah, NJ
  • 10/2025 → Present
    Kingswood Wealth Advisors
    Mahwah, NJ
Previous Registrations
  • 2022-11-09 → 2025-10-17
    Mahwah, NJ
    Wayne, PA
  • 2018-08-15 → 2022-11-03
    Cantella & Co., Inc.
    Mahwah, NJ
    Mahwah, NJ
    Malden, MA
  • 2010-05-04 → 2018-05-30
    Upper Saddle River, NJ
    Cresskill, NJ
  • 2010-04-08 → 2010-04-14
    Walnut Street Securities, Inc.
    Mahwah, NJ
    New York, NY
  • 2009-03-20 → 2010-01-19
    Woodcliff Lake, NJ
  • 2008-02-05 → 2009-04-08
    Ridgewood, NJ
    Paramus, NJ
    Ridgewood, NJ
Other Businesses

Name OF OBD/DBA: Herbert Gareiss Jr Trust Address: 47 Tam O Shanter Dr. Mahwah, NJ 07430 Investment Related: No Nature of Business: Investment Management Position/Title: Financia Advisor Start Date: 5/10/2008 Hours dedicated per Month: 6 Description: Upon cousin's passing in May 2008, appointed as Trustee of testamentary trust, and administer the Herbert Gareiss trust according to its specific terms and provisions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-01
S63 Uniform Securities Agent State Law Examination 1984-02-28
  • S65 Uniform Investment Adviser Law Examination
    2008-02-01
  • S63 Uniform Securities Agent State Law Examination
    1984-02-28

View on SEC IAPD

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