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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-12 |
| WI | RA | APPROVED | 2005-04-26 |
Branch Locations
16800 West Greenfield Avenue Suite 350, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dlk Enterprises, Inc. | Whitewater | WI | 06/1990 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2005 | Present |
| Kachel Financial Group | Brookfield | WI | 11/2012 | Present |
1) KACHEL INSURANCE - 16800 W. GREENFIELD AVENUE SUITE 350 BROOKFIELD, WI 53005 - HEALTH INSURANCE SALES/CONSULTING - OWNER - STARTED 1994 - 2HRS/WK. 2) KACHEL FINANCIAL GROUP; INV-REL; BROOKFIELD, WI; OWNER; FINANCIAL ADVISORY; START DATE 11/2012; 160 HRS/MNTH 130 DURING SECURITY TRADING HRS: 3) NAME OF OTHER BUSINESS: DLK ENTERPRISES, INC. INVESTMENT RELATED: NO ADDRESS: 144 TRAIL ST WHITEWATER, WI 53190 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT & PROPERTY MANAGEMENT START DATE: 6/1990 APX NUMBER OF HOURS PER WEEK: 7 APX NUMBER OF HOURS DURING TRADING HOURS: 7 POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS & INVOLVED IN REAL ESTATE DEVELOPMENT, ACQUISTION AND PROPERTY MANAGEMENT 4) NAME OF OTHER BUSINESS: GREATER WHITEWATER COMMITTEE INC.; INVESTMENT RELATED: NO; ADDRESS: 405 PANTHER COURT, WHITEWATER, WI 53190; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: EXECUTIVE BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND EXECUTIVE BOARD MEETINGS; 5) NAME OF OTHER BUSINESS: UW-WHITEWATER COLLEGE OF EDUCATION DEAN'S ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 800 MAIN ST UW WHITEWATER, WHITEWATER WI 53190; NATURE OF BUSINESS: HIGHER EDUCATION; START DATE: 4/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND ANNUAL MEETING WITH ADVISORY BOARD ON EDUCATION 6) WISCONSIN DAIRY SUPPLY, INC, NOT INVEST REL, 440 W ANN ST, WHITEWATER, WI, 53190, DAIRY SUPPLY COMPANY, START 06/01/05, 1HR/WK NOT DURING TRADING, VICE PRESIDENT, BOARD OF DIRECTORS. 7) KACHEL ENTERPRISES LIMITED PARTNERSHIP, NOT INVEST REL, 144 TRATT ST, WHITEWATER, WI, 53190, REAL ESTATE PROPERTY MANAGEMENT. 8) NAME OF OTHER BUSINESS: KACHEL FAMILY FOUNDATION, INC.; INVESTMENT RELATED: NO; ADDRESS: 144 TRATT STREET, WHITEWATER, WI 53190; NATURE OF BUSINESS: CHARITABLE FOUNDATION; START DATE: 12/2005; POSITION/TITLE/RELATIONSHIP: CO-DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CO-DIRECTOR; 9) WHITEWATER LEADS, NOT INVESTMENT RELATED, 800 W MAIN STREET, WHITEWATER, WI, 53190, EDUCATION, STARTED 12/2015, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP PRESCHOOL THROUGH 12TH GRADE IMPROVE READING SKILLS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-23 |
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