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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-12
WI RA APPROVED 2005-04-26
  • TX RA
    APPROVED_RES
    Since 2017-10-12
  • WI RA
    APPROVED
    Since 2005-04-26

Branch Locations

16800 West Greenfield Avenue Suite 350, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dlk Enterprises, Inc. Whitewater WI 06/1990 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2005 Present
Kachel Financial Group Brookfield WI 11/2012 Present
  • 06/1990 → Present
    Dlk Enterprises, Inc.
    Whitewater, WI
  • 10/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2005 → Present
    Schaumburg, IL
  • 11/2012 → Present
    Kachel Financial Group
    Brookfield, WI
Other Businesses

1) KACHEL INSURANCE - 16800 W. GREENFIELD AVENUE SUITE 350 BROOKFIELD, WI 53005 - HEALTH INSURANCE SALES/CONSULTING - OWNER - STARTED 1994 - 2HRS/WK. 2) KACHEL FINANCIAL GROUP; INV-REL; BROOKFIELD, WI; OWNER; FINANCIAL ADVISORY; START DATE 11/2012; 160 HRS/MNTH 130 DURING SECURITY TRADING HRS: 3) NAME OF OTHER BUSINESS: DLK ENTERPRISES, INC. INVESTMENT RELATED: NO ADDRESS: 144 TRAIL ST WHITEWATER, WI 53190 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT & PROPERTY MANAGEMENT START DATE: 6/1990 APX NUMBER OF HOURS PER WEEK: 7 APX NUMBER OF HOURS DURING TRADING HOURS: 7 POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS & INVOLVED IN REAL ESTATE DEVELOPMENT, ACQUISTION AND PROPERTY MANAGEMENT 4) NAME OF OTHER BUSINESS: GREATER WHITEWATER COMMITTEE INC.; INVESTMENT RELATED: NO; ADDRESS: 405 PANTHER COURT, WHITEWATER, WI 53190; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: EXECUTIVE BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND EXECUTIVE BOARD MEETINGS; 5) NAME OF OTHER BUSINESS: UW-WHITEWATER COLLEGE OF EDUCATION DEAN'S ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 800 MAIN ST UW WHITEWATER, WHITEWATER WI 53190; NATURE OF BUSINESS: HIGHER EDUCATION; START DATE: 4/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND ANNUAL MEETING WITH ADVISORY BOARD ON EDUCATION 6) WISCONSIN DAIRY SUPPLY, INC, NOT INVEST REL, 440 W ANN ST, WHITEWATER, WI, 53190, DAIRY SUPPLY COMPANY, START 06/01/05, 1HR/WK NOT DURING TRADING, VICE PRESIDENT, BOARD OF DIRECTORS. 7) KACHEL ENTERPRISES LIMITED PARTNERSHIP, NOT INVEST REL, 144 TRATT ST, WHITEWATER, WI, 53190, REAL ESTATE PROPERTY MANAGEMENT. 8) NAME OF OTHER BUSINESS: KACHEL FAMILY FOUNDATION, INC.; INVESTMENT RELATED: NO; ADDRESS: 144 TRATT STREET, WHITEWATER, WI 53190; NATURE OF BUSINESS: CHARITABLE FOUNDATION; START DATE: 12/2005; POSITION/TITLE/RELATIONSHIP: CO-DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CO-DIRECTOR; 9) WHITEWATER LEADS, NOT INVESTMENT RELATED, 800 W MAIN STREET, WHITEWATER, WI, 53190, EDUCATION, STARTED 12/2015, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP PRESCHOOL THROUGH 12TH GRADE IMPROVE READING SKILLS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-24
S63 Uniform Securities Agent State Law Examination 1984-02-23
  • S65 Uniform Investment Adviser Law Examination
    2005-03-24
  • S63 Uniform Securities Agent State Law Examination
    1984-02-23
Other Names
  • Larry D. Kachel

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