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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
2101 Cedar Springs Road, Suite 1850, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Dallas | TX | 02/2016 | Present |
| Usca Ria Llc | Dallas | TX | 02/2016 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Dallas | TX | 06/2026 | Present |
1. CO-TRUSTEE FOR SPOUSE'S TRUST; INV. RELATED; DALLAS, TX; START DATE 12/1995; 1 HR PER MONTH; 0 HRS DURING TRADING. 2. POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; DALLAS, TX; START DATE 7/31/2015; 0 HRS PER MONTH. 3. UT Southwestern Medical Center; non investment related; Dallas, TX; member of Presidential Advisory Board; Feb 2017; approx 2 hours/month, none during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-21 |
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