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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-15
NY RA APPROVED 2021-04-17
  • TX RA
    APPROVED_RES
    Since 2023-09-15
  • NY RA
    APPROVED
    Since 2021-04-17

Branch Locations

900 Stewart Ave Suite 260, Garden City, NY 11530 • United States

Rockville Centre, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Garden City NY 08/1991 Present
  • 08/1991 → Present
    Mml Investors Services, Inc.
    Garden City, NY
Other Businesses

(1) NAME: ROBERT BELVEDERE INV REL: N ADD: OF 900 STEWART AVENUE SUITE 260, GARDEN CITY NY 11530 NATURE: SALES & SERVICE OF VARIOUS INSURANCE PRODUCTS POSITION: BROKER DATE: 1985 HR/MO: 1 HR/MO DURING SEC TRADING: 0 DUTIES: TO SELL OCCASIONALLY FIXED ANNUITIES AND SOME LIFE POLICIES (2) NAME: LADLES OF HOPE INV REL: N ADD: 4043 DARBY LANE SEAFORD, NY 11783 NATURE: BOARD SERVICE POSITION: BOARD MEMBER, COOK AND PROCURER OF SUPPLIES START DATE: 07/11/2011 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-10
  • S63 Uniform Securities Agent State Law Examination
    1987-02-10

View on SEC IAPD

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