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Barbara A Marshall

Morgan Stanley

Fort Lauderdale, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-02
TX RA APPROVED 2024-04-01
  • FL RA
    APPROVED
    Since 2024-04-02
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Fort Lauderdale FL 01/2000 08/2021
Morgan Stanley Smith Barney Llc Fort Lauderdale FL 08/2021 12/2023
Morgan Stanley Fort Lauderdale FL 03/2024 Present
  • 01/2000 → 08/2021
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Fort Lauderdale, FL
  • 08/2021 → 12/2023
    Morgan Stanley Smith Barney Llc
    Fort Lauderdale, FL
  • 03/2024 → Present
    Morgan Stanley
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-18
S63 Uniform Securities Agent State Law Examination 1984-02-27
  • S66 Uniform Combined State Law Examination
    2001-06-18
  • S63 Uniform Securities Agent State Law Examination
    1984-02-27
Other Names
  • Ann Marshall
  • Ann Marchall Winston
  • Ann Marshall Winston
  • Barbara Ann Marshall Winston
  • Barbara Ann Marshall
  • Bann Marshall
  • B. Ann Marshall
  • B A Marshall
  • Barbara Ann Marshall

View on SEC IAPD

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