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Hugh James Lantz

Janney Montgomery Scott LLC

Harrisonburg, VA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-05-03
TX RA APPROVED 2016-04-22
  • VA RA
    APPROVED
    Since 2016-05-03
  • TX RA
    APPROVED
    Since 2016-04-22

Branch Locations

313 Neff Avenue, Harrisonburg, VA 22801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Harrisonburg VA 04/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-27
S63 Uniform Securities Agent State Law Examination 1984-02-27
  • S65 Uniform Investment Adviser Law Examination
    1999-05-27
  • S63 Uniform Securities Agent State Law Examination
    1984-02-27

View on SEC IAPD

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