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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2010-09-21
TX RA APPROVED_RES 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2010-09-21
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Pleasantville, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-12-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2007-04-11 → 2008-10-07
    Lehman Brothers Inc.
    New York, NY
    New York, NY
Other Businesses

1. *381201 - Rental Property; Investment related Yes; Pleasantville, NY; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0; After business hours: 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-10
  • S66 Uniform Combined State Law Examination
    2007-04-10
Other Names
  • Matthew Tortoso

View on SEC IAPD

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