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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-17 |
| HI | RA | APPROVED | 2018-08-17 |
Branch Locations
1585 Kapiolani Blvd Ste 1100, Honolulu, HI 96814-4523 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Securities Financial Network, Llc ( 11025) | Honolului | HI | 04/2009 | 08/2018 |
| Ameriprise Financial Services Inc | Honolulu | HI | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-03 |
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