Joanne Junko Nishiyama

Employer firm

Insight Investment Counsel CRD 172511

$246M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2024
  The Kinney Group, Llc
  Pasadena, CA
• 08/2013 → 12/2024
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 12/2024 → Present
  Insight Investment Counsel
  El Segundo, CA

Previous Registrations

• 2013-08-30 → 2024-12-19
  The Kinney Group, Llc
  Pasadena, CA
• 2005-08-26 → 2013-09-11
  Ubs Financial Services Inc.
  Pasadena, CA
  Pasadena, CA
• 2004-03-19 → 2005-08-30
  Morgan Stanley Dw Inc.
  Glendale, CA
• 2003-10-06 → 2004-03-15
  Wells Fargo Investments, Llc
  Pasadena, CA
• 2002-01-24 → 2003-10-02
  Morgan Stanley Dw Inc.
  Glendale , CA

Exams

• S66 Uniform Combined State Law Examination
  2001-07-12

Other Names

• Joanne Yoshigai