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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| FL | RA | APPROVED | 2009-10-09 |
Branch Locations
500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States
Weston, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Plantation | FL | 10/2009 | Present |
| City National Bank | Fort Lauderdale | FL | 03/2017 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-11 |
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