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Brian Douglas Degross

LPl Enterprise, LLC

Columbus, OH

Parma, OH

CRD 1233010

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Parma, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Parma OH 06/1980 11/2024
Prudential Insurance Company Of America Parma OH 06/1980 Present
Lpl Enterprise, Llc Parma OH 11/2024 Present
Previous Registrations
  • 2003-02-03 → 2024-11-14
    Pruco Securities, Llc.
    Mayfield Heights, OH
    Parma, OH
    Mayfield Hights, OH
    Parma, OH
    Parma, OH
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-18
S65 Uniform Investment Adviser Law Examination 2001-05-23
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18
  • S65 Uniform Investment Adviser Law Examination
    2001-05-23

View on SEC IAPD

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Nearby Investors

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH

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