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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-16 |
| TX | RA | APPROVED_RES | 2017-03-30 |
| NJ | RA | APPROVED | 2011-11-28 |
Branch Locations
4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Brick, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | New York | NY | 11/2011 | Present |
| City National Bank | New York | NY | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-13 |
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