Steven Hefter

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Deerfield, IL
• 11/2016 → 06/2019
  Wells Fargo Clearing Services, Llc
  Deerfield, IL
• 06/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Highland Park, IL

Previous Registrations

• 2007-02-02 → 2019-06-05
  Wells Fargo Clearing Services, Llc
  Deerfield, IL
  Highland Park, IL
• 1999-03-08 → 2007-02-06
  Morgan Stanley Dw Inc.
  Riverwoods, IL
  Riverwoods, IL

Other Businesses

THE CANYONS RESORT, RESIDENTIAL RENTAL PROPERTY, INVESTMENT RELATED, PARK CITY UTAH, OWNER, BEGAN 2000, NO TIME SPENT, PROPERTY IS MANAGED BY THIRD PARTY - INFINITY PROPERTIES. JUSTSHIR INVESTMENTS, LP, INV RELATED, HIGHLAND PARK, IL, 99% OWNER, PERSONAL INVESTMENTS, BENEFICIARIES ARE CHILDREN, START 12/14/07, 1 HR/MONTH NOT DURING SECURITIES HOURS. STEVE HEFTER & JANICE HEFTER FAMILY FOUNDATION, INV RELATED, HIGHLAND PARK, IL, PRESIDENT AND TREASURER, START 12/29/2005, 3 HOURS PER MONTH, ZERO DURING TRADING, REVIEWING AND FINDING GIVING OPPORTUNITIES. HEF CORP, INV RELATED, HIGHLAND PARK, IL, 100% OWNERSHIP, START 5/9/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.; TRUSTEE FOR HLM CAPITAL LLC 401K/PSP, INV RELATED, HIGHLAND PARK, IL, START: 6/01/2019, 2 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.; CO-TRUSTEE FOR HLM CAPITAL CASH BALANCE PLAN DBP, INV RELATED, HIGHLAND PARK, IL, START: 1/1/2020, 1 HR/MONTH, 0 HRS DURING TRADING.; HLM CAPITAL LLC, INV RELATED, HIGHLAND PARK, IL, 42.5% OWNERSHIP, START 6/1/2019, 130 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, WILMETTE, IL, START: 2/14/2023, 1 HOUR A MONTH, LESS THAN 1 HOUR DURING TRADING.; CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, WILMETTE, IL, START: 2/14/2023, 1 HOUR A MONTH, LESS THAN 1 HOUR DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-25
• S63 Uniform Securities Agent State Law Examination
  1985-02-05

Other Names

• Steven Jeffrey Hefter