Robert Nelson Sperling

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-11-22

CA RA
APPROVED

Since 2017-11-22

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Woodland Hills, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wedbush Securities	Glendale	CA	06/2001	Present

06/2001 → Present

Wedbush Securities

Glendale, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-04-13

S63 Uniform Securities Agent State Law Examination

1987-04-13

Other Names

Bob Sperling

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

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