Paul Henry Blumberg

Current Employers

Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-01-03
TX	RA	APPROVED_RES	2013-01-03
IL	RA	APPROVED	2006-03-20

CA RA
APPROVED

Since 2013-01-03
TX RA
APPROVED_RES

Since 2013-01-03
IL RA
APPROVED

Since 2006-03-20

Branch Locations

610 Central Avenue Suite 200, Highland Park, IL 60035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mesirow Investment Services, Inc.	Chicago	IL	06/1983	Present
Mesirow Financial, Inc.	Highland Park	IL	12/1993	Present

06/1983 → Present

Mesirow Investment Services, Inc.

Chicago, IL
12/1993 → Present

Mesirow Financial, Inc.

Highland Park, IL

Other Businesses

DIRECTOR, I HAVE A DREAM

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-09
S63	Uniform Securities Agent State Law Examination	1984-05-01

S65 Uniform Investment Adviser Law Examination

1998-01-09
S63 Uniform Securities Agent State Law Examination

1984-05-01

View on SEC IAPD

Current Employers

Mesirow Financial Investment Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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