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Robert W. Baird & Co. Incorporated CRD 8158
$394B regulatory AUM 19,985 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-01-05 |
| TX | RA | APPROVED_RES | 2017-03-20 |
| CO | RA | APPROVED | 2010-11-03 |
Branch Locations
210 University Boulevard Ste 800, Denver, CO 80206 • United States
Golden, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Denver | CO | 09/2010 | Present |
NAME AND ADDRESS OF OTHER BUSINESS: PREWITT WATERFOWLERS, 15488 COUNTY ROAD 57, HILLROSE, CO 80733 NATURE OF ENTITY: HUNTING AND FISHING CLUB ROLE IN OUTSIDE BUSINESS: OWNER RESPONSIBILITIES IN THIS ROLE: RECRUIT MEMBERS TO THE CLUB, MAKE CERTAIN RULES ARE OBEYED AND DUES ARE PAID. HOURS DEVOTED TO OTHER BUSINESS: ONE HOUR PER WEEK. NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-01 |
| S66 | Uniform Combined State Law Examination | 2005-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-17 |
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