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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-07-20
FL RA APPROVED 2016-05-27
TX RA APPROVED 2016-05-26
  • NJ RA
    APPROVED
    Since 2016-07-20
  • FL RA
    APPROVED
    Since 2016-05-27
  • TX RA
    APPROVED
    Since 2016-05-26

Branch Locations

350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States

333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States

Wharton, NJ • United States

1 Independent Dr 24Th Fl, Jacksonville, FL 32202 • United States

Parkland, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Lauderdale FL 05/2016 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-24
S63 Uniform Securities Agent State Law Examination 1984-01-27
  • S65 Uniform Investment Adviser Law Examination
    1996-01-24
  • S63 Uniform Securities Agent State Law Examination
    1984-01-27

View on SEC IAPD

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