Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-05-18 |
| MD | RA | APPROVED | 1990-11-14 |
Branch Locations
30 W Patrick St, Frederick, MD 21701 • United States
Brookeville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frederick | MD | 01/1988 | Present |
| Bank Of America,Na | Frederick | MD | 11/2009 | Present |
I*90591FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 4412 BROOKEVILLE ROAD FARM INCOMEINVESTMENT RELATED: NADDRESS OF BUSINESS: BROOKEVILLE, MARYLAND 20833NATURE OF BUSINESS: OTHER, PERSONALLY OWNEDPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/16/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LEASE CROP LAND TO A FARMER.I*2053269, Entity Type, Entity for Profit, Name of OBA: BrookeHaven Too LLC, Address: Brookeville, MD, 20833, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/18/2024, No Hours: 5hrs/Ann, No Hours during trading: 0, Duties: Own agricultural real estate. I*2227372, Entity Type: Entity For Profit, Name of OBA: Pleasant Valley Riding, LLC, Address: Brookeville, Maryland, 20833, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 09/01/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Operate equestrian business to lease stalls for horses and provide lessons and other equestrian activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-03 |
Reach out to this advisor