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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-05-18
MD RA APPROVED 1990-11-14
  • TX RA
    APPROVED_RES
    Since 2005-05-18
  • MD RA
    APPROVED
    Since 1990-11-14

Branch Locations

30 W Patrick St, Frederick, MD 21701 • United States

Brookeville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frederick MD 01/1988 Present
Bank Of America,Na Frederick MD 11/2009 Present
Other Businesses

I*90591FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 4412 BROOKEVILLE ROAD FARM INCOMEINVESTMENT RELATED: NADDRESS OF BUSINESS: BROOKEVILLE, MARYLAND 20833NATURE OF BUSINESS: OTHER, PERSONALLY OWNEDPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/16/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LEASE CROP LAND TO A FARMER.I*2053269, Entity Type, Entity for Profit, Name of OBA: BrookeHaven Too LLC, Address: Brookeville, MD, 20833, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/18/2024, No Hours: 5hrs/Ann, No Hours during trading: 0, Duties: Own agricultural real estate. I*2227372, Entity Type: Entity For Profit, Name of OBA: Pleasant Valley Riding, LLC, Address: Brookeville, Maryland, 20833, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 09/01/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Operate equestrian business to lease stalls for horses and provide lessons and other equestrian activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-03
S63 Uniform Securities Agent State Law Examination 1984-02-03
  • S65 Uniform Investment Adviser Law Examination
    1995-10-03
  • S63 Uniform Securities Agent State Law Examination
    1984-02-03
Other Names
  • Tj Atkinson
  • T Atkinson
  • T J Atkinson
  • T.J. Atkinson

View on SEC IAPD

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