David Ian Palmer

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26

NY RA
APPROVED

Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Huntington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

New York, NY

Other Businesses

N/A,North CarolinaUnited States,Rental of self owned 2nd home,Real Estate,Landlord of single family rental property,Proprietor / owner,Landlord,Start date9/13/2025,investment Yes

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-12
S63	Uniform Securities Agent State Law Examination	1987-10-12

S65 Uniform Investment Adviser Law Examination

1992-03-12
S63 Uniform Securities Agent State Law Examination

1987-10-12

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

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Nearby Offices

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