Hugh Stewart Coonrod

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2003-03-18

IL RA
APPROVED

Since 2003-03-18

Branch Locations

1250 E Diehl Road, Suite 101, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp	Lisle	IL	03/2010	Present

03/2010 → Present

Linsco/Private Ledger Corp

Lisle, IL

Previous Registrations

2001-06-14 → 2003-03-19

Transamerica Financial Advisors, Inc.

Woodridge, IL

Other Businesses

1. 03/15/2010 - COONROD FINANCIAL SERVICES, I WILL BE THE SOLE OWNER/EMPLOYEE OF COONROD FINANCIAL SERVICES PROVIDING SECURITIES AND INSURANCE PRODUCTS THROUGH LPL AND NON-VARIABLE INSURANCE THROUGH LOCAL AGENCIES., NON-VARIABLE INSURANCE DBA, 5%.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-09-09

S63 Uniform Securities Agent State Law Examination

1985-09-09

Designations

Certified Financial Planner

Other Names

Hugh Stewart Coonrod

View on SEC IAPD