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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-18 |
| CA | RA | APPROVED | 2020-11-17 |
Branch Locations
625 Schemmer Dr, Ste A, Prescott, AZ 86305 • United States
1980 E River Rd Suite 100, Tucson, AZ 85718 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Tucson | AZ | 03/2008 | 11/2020 |
| Lpl Financial, Llc | Tucson | AZ | 11/2020 | Present |
1)2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ADARA WEALTH MANAGMENT - INVESTMENT RELATED - TUCSON, AZ 85704
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-23 |
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