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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-20 |
Branch Locations
6423 Montgomery St Ste 10 2Nd Fl, Rhinebeck, NY 12572 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rhinebeck | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rhinebeck | NY | 11/2016 | Present |
SUBSTACK BLOG; NOT INV. RELATED; SAN FRANCISCO,CA; BLOGGER; START DATE 05/01/2023; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OBSERVATIONAL JOURNALISTIC COMMENTARY ON WHAT'S GOING ON AROUND THE WORLD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-03 |
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