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Susan Marie Greene

Wells Fargo Clearing Services, LLC

Rhinebeck, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
TX RA APPROVED_RES 2017-06-12
  • NY RA
    APPROVED
    Since 2021-07-18
  • TX RA
    APPROVED_RES
    Since 2017-06-12

Branch Locations

6423 Montgomery St Ste 10 2Nd Fl, Rhinebeck, NY 12572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kingston NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kingston NY 11/2016 Present
Other Businesses

NOTARY PUBLIC; NON INVESTMENT RELATED; NEW YORK; NOTARIZE DOCUMENTS; START 1995 1 HR PER MONTH 1/2 DURING TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-15
  • S63 Uniform Securities Agent State Law Examination
    1995-02-15
Other Names
  • Susan M Clark

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK · Rhinebeck, NY
COMMONWEALTH FINANCIAL NETWORK · RHINEBECK, NY
JOHN G. ULLMAN & ASSOCIATES, INC · Rhinebeck, NY
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DDO ADVISORY SERVICES, LLC · RHINEBECK, NY
LPL FINANCIAL LLC · RHINEBECK, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rhinebeck, NY
OSAIC INSTITUTIONS, INC. · Kingston, NY

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