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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2014-07-14 |
Branch Locations
6423 Montgomery St Ste 10 2Nd Fl, Rhinebeck, NY 12572 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Poughkeepsie | NY | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Poughkeepsie | NY | 11/2016 | Present |
TRUSTEE FOR SON'S TRUST; INVESTMENT RELATED; RHINEBECK, NY; START DATE 1/14/2014; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; S CHATHAM, MA; CO-OWNER; START DATE 2017; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-03 |
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