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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-02-26 |
| TX | RA | APPROVED | 2025-02-14 |
Branch Locations
86 Denison Ave Ste 1, Mystic, CT 06355 • United States
6423 Montgomery St Ste 10 2Nd Fl, Rhinebeck, NY 12572 • United States
178 Woods Park Dr, Clinton, NY 13323 • United States
555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States
330 Whitney Ave Ste 700, Holyoke, MA 01040 • United States
180 Glastonbury Blvd Ste 100, Glastonbury, CT 06033 • United States
8 Two Mile Rd 1St Fl, Farmington, CT 06032 • United States
555 Long Wharf Dr 9Th Fl [Xe-Rbo], New Haven, CT 06511 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Southport | CT | 04/2016 | 02/2025 |
| Wells Fargo Clearing Services, Llc. | New Haven | CT | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-06 |
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