Thomas Joseph Sheehan

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-12-15
AZ	RA	APPROVED	2018-10-16
OK	RA	APPROVED	2018-10-12
FL	RA	APPROVED	2018-03-06
AL	RA	APPROVED	2018-03-01
TN	RA	APPROVED	2006-12-07
TX	RA	APPROVED_RES	2006-11-29

CA RA
APPROVED

Since 2023-12-15
AZ RA
APPROVED

Since 2018-10-16
OK RA
APPROVED

Since 2018-10-12
FL RA
APPROVED

Since 2018-03-06
AL RA
APPROVED

Since 2018-03-01
TN RA
APPROVED

Since 2006-12-07
TX RA
APPROVED_RES

Since 2006-11-29

Branch Locations

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wiley Bros.-Aintree Capital, Llc	Nashville	TN	11/1995	Present

11/1995 → Present

Wiley Bros.-Aintree Capital, Llc

Nashville, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-06
S65	Uniform Investment Adviser Law Examination	1997-04-28
S63	Uniform Securities Agent State Law Examination	1984-01-16

S66 Uniform Combined State Law Examination

2006-12-06
S65 Uniform Investment Adviser Law Examination

1997-04-28
S63 Uniform Securities Agent State Law Examination

1984-01-16

Other Names

Thomas Joseph Sheehan

View on SEC IAPD

Current Employers

&Partners

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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