Richard Hall Leist

Current Employers

Employment History

• 08/2012 → 09/2019
  Summit Brokerage Services
  Grandville, MI
• 08/2012 → 05/2021
  Summit Financial Group Inc
  Grandville, MI
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-09-11 → 2021-05-20
  Summit Financial Group Inc
  Grandville, MI
• 2008-06-10 → 2012-09-07
  Oppenheimer & Co. Inc.
  Portage, MI
  Holland, MI

Other Businesses

1) NAME OF OTHER BUSINESS: SUMMIT FINANCIAL NETWORKS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: SHORELINE CHRIST FELLOWSHIP; INVESTMENT RELATED: NO; ADDRESS: 209 EAST ELLIS ROAD, MUSKEGON, MI 49444; NATURE OF BUSINESS: BOARD; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FUTURE PLANNING, ADVISING THE HEAD PASTOR, MAINTENANCE PLANNING FOR THE BUILDING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-22
• S66 Uniform Combined State Law Examination
  2004-08-27
• S63 Uniform Securities Agent State Law Examination
  1983-12-30

Other Names

• Rick Leist