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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Securities Co | Grandville | MI | 05/2005 | 06/2017 |
| Signator Investors Inc | Grandville | MI | 06/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Grandville | MI | 11/2018 | Present |
| Lpl Financial Llc | Grandville | MI | 04/2023 | Present |
1) 04/13/2023 - Insurance - Non-Variable Insurance - Selling: Fixed Annuities, Term Life - Grandville, Ml 49418 - Investment related - 1 Hour per month - Start date: 09/30/2022. 2) 04/13/2023 - PMV, LLC - Business Entity For Tax/Investment Purposes Only - Advisory Fees, Trails, and Commissions earned are paid to PMV, LLC - Byron Center MI 49315 - Non investment related - 160 Hours per month - Start date: 02/09/2018. 3) 04/26/2023 - Evergreen Capital Management LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/30/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-11 |
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