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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1997-01-02 |
| FL | RA | APPROVED | 1984-01-27 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ft. Lauderdale | FL | 10/1983 | Present |
| Bank Of America, Na | Fort Lauderdale | FL | 05/2010 | Present |
I*345922, Entity Type: Entity For Profit, Name of OBA: S and N Realty, Address: Palm Beach, Florida 33410, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/02/2018, No Hours: 0, No Hours during trading: 0, Duties: I have what I thought was an inactive Florida Real Estate license that I obtained in the 1980_x001A_s. I just called the Dept. of Professional Regulation for the state Florida to find out why my Florida Real Estate license shows active instead of inactive.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-19 |
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