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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-30 |
| WI | RA | APPROVED | 1999-12-30 |
Branch Locations
200 S. Washington Street River Walk Plaza, Green Bay, WI 54301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Green Bay | WI | 10/1999 | Present |
1. Bellevue Village Park Commission; 3100 Eaton Road Green Bay, WI 54311; Village Park Maintenance and Development; Commissioner of Parks and Forestry; Approve tree plantings, park development, etc.; 12/13/1999; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Green Bay Strikers; PO Box 9001 Green Bay WI 54308; Board Member; Coach recruitment, referee scheduling and recruitment, promoting the GB Strikers and protecting its brand and maintaining the organizational structure for future generations of children; 1/31/23; 4 hours per month; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-04 |
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