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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-28
ME RA APPROVED 2025-05-27
  • FL RA
    APPROVED
    Since 2025-05-28
  • ME RA
    APPROVED
    Since 2025-05-27

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Petersburg, FL • United States

1006 Broadway, South Portland, South Portland, ME 04106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elder Planning Advisors Of Maine, Inc. South Portland ME 11/1996 12/2021
Old Port Advisors, Inc. Portland ME 09/2021 05/2025
Cpr Advisory, Inc. St. Petersburg FL 07/2021 05/2025
Clifford P. Ryan St. Petersburg FL 10/2021 05/2025
Lpl Financial, Llc South Portland ME 05/2025 Present
  • 11/1996 → 12/2021
    Elder Planning Advisors Of Maine, Inc.
    South Portland, ME
  • 09/2021 → 05/2025
    Old Port Advisors, Inc.
    Portland, ME
  • 07/2021 → 05/2025
    Cpr Advisory, Inc.
    St. Petersburg, FL
  • 10/2021 → 05/2025
    Clifford P. Ryan
    St. Petersburg, FL
  • 05/2025 → Present
    South Portland, ME
Previous Registrations
  • 2021-09-09 → 2025-06-25
    Portland, ME
    St Petersburg, FL
  • 2003-11-18 → 2021-12-10
    Elder Planning Advisors Of Maine, Inc.
    South Portland, ME
    South Portland, ME
Other Businesses

1. Start Date: - 06/01/1990 - Clifford P. Ryan, Sole Proprietor - Non-Variable Insurance - Investment Related - South Portland, ME 04106 -1 Hrs/Mth - 1 Hrs During Trading. - Time Spent: 1 2. Start Date: - 5/27/2025 - Legacy Point Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - South Portland, ME 04106 - 160 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 100 3. Start Date: -09/15/2021 - CPR Advisory, Inc. - Business Entity For Tax/Investment Purposes Only - Not investment Related - South Portland, ME 04106 -2 Hrs/Mth - 1 Hrs During Trading. - Time Spent: 5 4. Start Date: -05/01/2007 - The Clifford P. Ryan Revocable Trust - Real Estate Rental - Investment Related - Petersburg, FL 33705 - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 1 5. Start Date: - 07/01/1996 - 1006 Broadway, South Portland, ME 04106 - Real Estate Rental - Investment Related - South Portland, ME 04106 - 2 Hrs/Mth - .02 Hrs During Trading. - Time Spent: 2

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-20
  • S63 Uniform Securities Agent State Law Examination
    1986-03-20
Designations

View on SEC IAPD

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