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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2011-10-05 |
Branch Locations
1099 Alakea Street Suite 1510, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Honolulu | HI | 07/2011 | Present |
1. Island Insurance; 828 Fort Street Mall, 4th Floor Honolulu, HI 96813 Property & Casualty Company; Chairman of the Island Insurance Investment Committee; Oversee the management of the company's portfolio; 09/07/2011; 8 Hours per Year; During Securities Trading Hours; Investment-Related. 2. ISLAND INSURANCE; 828 Fort Street Mall, 4th Floor Honolulu, HI 96813; PROPERTY & CASUALTY COMPANY; BOARD MEMBER; BOARD OVERSIGHT RESPONSIBILITES; 01/01/2018; 16 HOURS PER YEAR; DURING SECURITIES TRADING HOURS; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-22 |
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