Robert Paul

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  World Financial Group
  New York, NY
• 12/2007 → Present
  H&R Block
  New York, NY
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  New York, NY

Previous Registrations

• 2009-08-25 → 2012-01-06
  Investment Advisors International, Inc.
  New York, NY

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. H&R BLOCK/NO/NEW YORK, NY/TAX PREPARER/12/2007/TAX PREPARATION/15/0/REPONISIBLE FOR THE PREPARATIO OF TAX RETURNS

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-28
• S63 Uniform Securities Agent State Law Examination
  2005-11-23